Legal

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Disclaimer

This Web site is provided by Middlefield Group® and may be used for informational purposes only. By using this Web site, you acknowledge that you have read, understood, and agree to accept and be bound by the terms of the Legal Notices set out below. If you do not accept any of the terms below, please discontinue use of this Website, and any of its associated pages.

Mutual Fund Information

Commissions, trailing commissions, management fees and expenses all may be associated with mutual fund investments. Please read the prospectus of the funds in which investments may be made before investing. The indicated rates of returns for the Funds, are the historical annual compounded total returns including changes in unit value and reinvestment of all distributions and do not take into account sales, redemption, distribution or optional charges or income taxes payable by any unit holder that would have reduced returns.

The returns are after the deduction of the fees and charges in respect of the service and are based on the returns of the underlying funds.

Mutual funds unlike GICs are not guaranteed and are not covered by the Canada Deposit Insurance Corporation or by any other government deposit insurer. Their values change frequently and past performance may not be repeated.

Please read the relevant prospectus before investing. Copies of the prospectus are also available from your financial advisor or Middlefield Group® by calling 1.888.890.1868 or e-mail us at invest@middlefield.com.

This website does not constitute an offer to sell or solicitation to buy securities, including any mutual funds managed or sponsored by Middlefield Group®.

Non-Canadian Investors. Prospective investors who are not resident in Canada should consult their financial advisor to determine if the Middlefield Group® Funds may lawfully be sold in their jurisdiction.

Web Site Content

Middlefield Group® created this Web site to be used by the general public and its clients. The Web site does not, and it is not intended to, provide any financial, legal, accounting, or tax advice, and must not be relied upon by you in that regard. The Web site should not be used, or relied upon by you, as a substitute for your independent research or consultation with your own financial, legal or tax advisors.

The information, text, graphics and links provided in this Web site are provided by Middlefield Group® as a convenience to you. Middlefield Group will use reasonable efforts to include accurate and up-to-date information. However, we cannot guarantee that such information will be accurate, complete and current at all times. This Web site could include technical inaccuracies or typographical errors. Middlefield Group will from time to time revise the information, products and services described in this Web site, and reserves the right to make such changes without notice. Also, due to the nature of the Internet, Middlefield Group cannot guarantee Web site functionality of text, graphics, links and other items contained on this server.

Copyright in the content of this site, including the screens displaying the pages and their arrangement, is owned by Middlefield Group unless otherwise indicated. All rights reserved.

Liability

The use of this Web site is entirely at your risk. The materials and information in this Web site (including text, graphics, and functionality) are presented without express or implied warranties of any kind and are provided “as is”. It is your responsibility to evaluate the accuracy, completeness and usefulness of any opinions, advice, services or other information provided.

Forward-Looking Information

Certain statements on this site may be viewed as forward-looking statements. Any statements that express or involve discussions with respect to predictions, expectations, beliefs, plans, intentions, projections, objectives, assumptions or future events or performance (often, but not always, using words or phrases such as “expects”, “is expected”, “anticipates”, “plans”, “estimates” or “intends” (or negative or grammatical variations thereof), or stating that certain actions, events or results “may”, “could”, “would”, “might” or “will” be taken, occur or be achieved) are not statements of historical fact and may be forward-looking statements. Forward-looking statements are subject to a variety of risks and uncertainties which could cause actual events or results to differ from those reflected in the forward-looking statements including as a result of changes in the general economic and political environment, changes in applicable legislation, and the performance of each fund. There are no assurances the funds can fulfill such forward-looking statements and the funds do not undertake any obligation to update such statements. Such forward-looking statements are only predictions; actual events or results may differ materially as a result of risks facing one or more of the funds, many of which are beyond the control of the funds.

Legal Terms of Use

Material on this site has been prepared for informational purposes only without regard to any particular user’s investment objectives or financial situation. Communications on this site constitute neither a recommendation to enter into a particular transaction nor a representation that any product described herein is suitable or appropriate for you. Investment decisions should be made with guidance from a qualified professional. The opinions contained on this site are solely those of Middlefield Limited (“ML”) and are subject to change without notice. ML makes every effort to ensure that the information has been derived from sources believed to reliable, but we cannot represent that they are complete or accurate. However, ML assumes no responsibility for any losses or damages, whether direct or indirect which arise from the use of this information. ML is under no obligation to update the information contained herein. This document is not to be construed as a solicitation, recommendation or offer to buy or sell any security, financial product or instrument

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